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Malik Law Group is a boutique law firm focused exclusively on the global investment management industry. Our attorneys provide regulatory and operational guidance to clients ranging from start-up ventures to established investment companies and institutions. We specialize in the following:
- Private Investment Funds. We provide advice to sponsors and advisers on the organization, formation and corresponding compliance issues of hedge funds, funds of funds (including master-feeder structures), private equity funds, and commodity pools (both U.S. funds and non-U.S. funds) (collectively, "Funds").
- Investment Companies ("Mutual Funds"). We counsel Mutual Funds on all facets of the mutual fund business, including organization and registration, semi-annual and annual regulatory filings, and implementation of regulatory controls and internal compliance protocols.
- Investment Advisers. We provide registered investment advisers regulatory advice across the spectrum, including issues related to advising U.S. and non-U.S. Funds and Mutual Funds, new investment products and vehicles, and the merger and / or acquisition of an investment adviser entity.
Our practice includes, but is not limited to, ensuring our clients’ compliance with: the Investment Company Act of 1940; the Investment Advisers Act of 1940; the Securities Act of 1933; the Security Exchange Act of 1934; regulations of the Financial Industry Regulatory Authority (FINRA) and the Commodities and Futures Trading Commission (CFTC); and applicable U.S. state and international laws and regulations.
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